mark and Jason financial advisors

13 Wealth Management Steps

We serve each client's individual needs by providing a high level of service through a 13-Step Wealth Management Assessment, which allows us to provide assistance with:

  • Investments – Provide an asset allocation and portfolio review

  • Insurance – Assess client’s life, disability, and long-term care insurance needs and assist in evaluating existing insurance policies

  • Liabilities – Take into consideration client’s liabilities and net worth

  • Qualified Retirement Plan/IRA – Review current contribution amounts, investment alternatives, and plan limits

  • Stock Options – Prepare an exercise strategy for qualified and non-qualified stock options

  • Business Succession Planning – Work with client’s attorney to develop a succession plan that helps stated goals

  • Durable Power of Attorney – Discuss existing powers of attorney

  • Gifting to Children/Descendants – Assist in determining family gifting goals and work with client’s attorney to identify opportunities for wealth transfer to heirs

  • Lifetime Charitable Gifting – Assist in determining charitable gifting goals and work with client’s attorney to identify possible gifting strategies

  • Titling of Assets – Review current titling of assets with client and his/her attorney to determine if appropriate to help estate planning objectives

  • Executor/Trustee – Discuss existing executor/trustee designations in light of client’s distribution goals

  • Distribution Plan at Death to Spouse/Descendents – Assist client in identifying family wealth transfer goals and objectives with client’s attorney in implementing estate planning documents

  • Charitable Gifting at Death – Assist attorney in determining gifting strategies to help client’s charitable goals at death

Asset Allocation does not ensure a profit or protect against loss. Stifel does not provide tax or legal advice.  You should consult with your tax or legal advisor regarding your particular situation.

mark and jason

(636) 695-2650
(866) 950-5517 (toll-free)
(636) 695-3002
Mark Riordan:
Jason Becker:

We offer a free review of your portfolio, which will enable us to assist you in determining the appropriate investments for you. Everyone has a different comfort level, and your portfolio needs to be customized to help pursue your individual goals.

Click here to e-mail us for additional information.

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Stifel, Nicolaus & Company, Incorporated Member SIPC & NYSE.

Investing involves risk, including the possible loss of principal invested.

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